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Elements
of the Informed Consent Document
FSU faculty, staff,
and students must obtain the informed consent of any potential human participant
before involving that person in research that is not determined by the
IRB to be "exempt." Typically, you do this by providing the
participants with an informed consent document written in simple, lay
language. The IRB may waive the consent form requirement under federal
regulation section 45 CFR 46.116 and 46.117. See Federal
Policy for the Protection of Human Subjects
After the participant
and the investigator have signed the informed consent form, give a signed
copy to the participant and keep the original in your files for three
years after the completion of the study. Consent forms must be kept in
a secure and locked place.
Oral informed consent
may be approved by the IRB in some cases if all elements of consent are
given and witnessed or, in certain cases, taped. In such cases, a transcript
of the consent process must be provided to the IRB with the application
and a copy must be given to any participant who requests one.
The
following pertain to all consent forms:
Please
review the following, which apply to particular situations.
- Refusing to
Answer Questions: For survey, questionnaire, or other similar measurements,
a statement informing participants that they may refuse to answer (without
loss of participant benefits) any questions that make them feel uncomfortable.
If not answering a question automatically results in withdrawal from
the study, be sure to note this.
- Personal Data:
Include a statement informing participants if medical records, grades,
exam scores, or other personal documents will be examined or used. Permissions
from the participant to use educational records must be obtained in
writing and signed by the participant.
- Parents
Informed Consent:
For parent's
informed consent, include a line for the printed name of the child.
- Assent Forms
for Minors:
A separate assent form should be developed for minors (even if parental
consent is obtained). It should be written in age-appropriate language,
but with all the essential elements. Both the child and investigator
need to sign the form.
- Compensation:
Specify if compensation will be given to the participant, what the schedule
of payments will be, and if compensation will be given even in the event
of early withdrawal from the study. If participants are to receive course
credit, explain how much will be received, (full, partial, none) and
how much will be received if the participant withdraws from the study.
Indicate any alternate to compensation that might be available to the
participant such as writing a paper, etc. Any alternate means of obtaining
compensation or equivalent credit must take approximately the same length
of time as participating in the study.
- Participant
Costs:
Include a list of any additional costs the participant may incur while
participating in the research, (e.g. parking fees, travel costs, medical
costs, loss of work time).
- Audio and Video
Taping: For permission to make audio or video tapes,specify how
and by whom the tapes will be used. You must let the participants know
how long the tapes will be kept and how the tapes will be destroyed
or erased. If a participant refuses to be taped, but may still participate
in the study, a separate form must be developed stating the options
with a signature line for each option (e.g., one for taping, one for
no taping). If your study includes the videotaping of classrooms, you
must provide options to people who do not wish to participate or be
videotaped, such as allowing them to sit out of the videotape range,
in back of the classroom, or letting them leave the room. (NOTE: A separate
Audio/Video Tape release form should only be used in 1) deception studies
in which participants are not informed that they have been taped until
after their participation, or 2) if the participant can still participate
without being taped.)
- Sensitive Topics:
For research involving sensitive topics (such as, depression, sex, AID/HIV,
drug or alcohol abuse, suicide, abusive behavior, child abuse, etc.),
the investigator must include sources where the participant can obtain
assistance, such as counselors, treatment centers, or hospitals. Emphasize
the plan of action for identified behaviors involving the risk of injury
to self or others, and for compliance with State and Federal reporting
laws. A Certificate of Confidentiality often should be obtained in these
instances to legally protect the participant's anonymity.
- When Child Abuse
May Be Uncovered: If appropriate, include a statement that if child
abuse is detected, it must be reported to the proper authorities. This
includes child abuse that may have occurred when the participant was
under the age of 18, even if the participant is now over the age of
18.
- When Injury
Is Possible: Specify any medical treatment available if injury should
occur and, if so, the type and amount of treatment or where further
information can be obtained. In those cases where emergency medical
attention for research-related injuries is arranged, a disclaimer for
extended care should be included in the consent form, such as "continuing
medical care and/or hospitalization for research-related injury will
not be provided free of charge nor will financial compensation be available,
or be provided by Frostburg State University or the investigator."
- High Risk:
The IRB may request the following statement for
projects judged to involve high risk: "I have not been requested
to waive or release the institution, its agents or sponsor from liability
for the negligence of its agents or employees."
- Significant
Findings Affecting Participation: If it is possible that significant
new findings uncovered during the course of the research may relate
to the participant's health, welfare, or willingness to participate,
state that they will be provided to the participant immediately upon
discovery so that the participant can decide to continue participation
in the study or not.
- FDA-sponsored
trials:
Include a statement, informing the participant that the Food and Drug
Administration (FDA) may inspect the records of FDA-sponsored trials
or research.
- Medical research:
For medical research, you must thoroughly explain procedures such as
biopsy, extra blood testing, etc., so that participants will be well
informed.
- Electrode use:
For electrode use, include a statement noting the possibility of allergic
reaction to the gel, describing the safety of the equipment, and indicating
where the electrodes will be placed.
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